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Bespoke Advice in Investment Management and Financial Services Law

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Gartenstrasse 11 · 8002 Zurich · Switzerland

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Parnassusweg 819 · 1082 LZ Amsterdam · The Netherlands

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The firm

CapstoneLaw is a leading law firm in investment management and financial services with offices in Zurich and Amsterdam.

Expertise

CapstoneLaw is the law firm of choice for a variety of clients including Swiss, EU, US and other fund managers.

Hans is an incredibly smart lawyer with tremendous business acumen across private debt, venture capital, private equity and real estate funds.
Hans has an impressive track record.

WWLwhoswholegal.com

Services

CapstoneLaw has finely tuned legal, compliance and business experience along the entire value chain of investment management and financial services.

Experience

Our breadth of industry experience ensures strategic and efficient advice.

FinSA and FinIA entered into force

What impact does FinSA and FinIA have on the core process of your company?

Our latest events as videos

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20 July 2020

CapstoneLaw Private Market Roundtable: Venture Capital

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13 November 2019 / Zürich

CapstoneLaw: Private Markets Event

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15 September 2020

CapstoneLaw Webcast: PAN European Private Funds Lawyers’ Roundtable

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April 21, 2020

CapstoneLaw Private Market Roundtable: Real Estate

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10 February 2021

CapstoneLaw Private Market Roundtable: Infrastructure Investments

News & publications

March 17, 2022

Investment management law firm CapstoneLaw bolsters its European reach with the arrival of Nesbit West as a Partner.

He will be based in Amsterdam and Zurich. Nesbit advises European investment managers on fund formation initiatives including governance, operational implementation and regulatory matters on a wide variety of strategies including private equity, venture capital, infrastructure and real estate. He leads LP fund and co-investment reviews including operational due diligences and portfolio investment transactions.

With more than 20 years of experience, he has forged relationships with leading private equity firms, pensions, public/semi-public investment institutions and insurance companies. The addition of Nesbit West follows the addition of Ronald Wijs and Bruce McKay in Q4 2021.

CapstoneLaw’s investment management practice has completed multiple leading fund formation, corporate and regulatory initiatives for domestic and international managers and institutional investors.

The firm’s lawyers have advised clients in virtually every spectrum of investment management activities and are uniquely positioned to advise on domestic and multi-jurisdictional transactions. CapstoneLaw embodies an approach of integrating different skillsets and professional experiences into clear and transparent advice.

Mai 17, 2022 in News

Cross-Border distribution rules: where next for non-EU investment managers?

Using reverse solicitation to distribute fund products to EU investors, has since the introduction of the Alternative Investment Fund Managers…
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Februar 2, 2021 in News

The „great“ reform of the law on shares in Switzerland

The revision of Swiss company law modernises Swiss company law while retaining its core principles.
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Januar 22, 2021 in News

New FINMA Financial Institutions Ordinance and revised FINMA Collective Investment Schemes Ordinance

In the course of the entry into force of the new financial market legislation, i.e. the Financial Services Act with…
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Oktober 5, 2020 in News

Limited Qualified Investor Fund (L-QIF) – The latest developments

Message and second draft of the amendment to the Collective Investment Schemes Act
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Oktober 5, 2020 in Trainings

Course offering – initial training in the field of FINSA Rules of Conduct

CAPSTONELAW is offering an initial training course for client advisers who must be entered in a Register of Advisers in…
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April 1, 2020 in Publications

Authorisation and supervision procedures

With the introduction of the new financial market legislation in Switzerland, the legal regulation of the asset management industry is…
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Januar 20, 2020 in Publications

Licensing procedure for independent asset managers

With the introduction of FINIG, independent asset managers of individual client assets are now subject to FINMA supervision.
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Januar 19, 2020 in Publications

Stepping into a new era

As the Swiss financial services industry prepares for the introduction of FinSA and FinIA next year, two legal experts explain…
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Januar 19, 2020 in Publications

Redtape is the price of progress

FinSA and FinIA may create extra administrative work, but these milestone acts will help modernise the Swiss finance sector.
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Januar 19, 2020 in Publications

Legal and tax aspects of private market investments

Investments in assets that are not traded on the stock exchange are becoming increasingly popular with Swiss pension funds. In…
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April 21, 2019 in Publications

Financial Services Ordinance (FIDLEV) – Rules of Conduct

The FIDLEV specifies all provisions of the FIDLEG in connection with the offering of financial services. Accordingly, the ordinance primarily…
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April 8, 2019 in Publications

Financial Services Ordinance (FIDLEV) – From distribution to offer

At its meeting on 24 October 2018, the Federal Council opened the consultation procedure on the three ordinances containing the…
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Events & Speaking Engagements

Our next event

Zunfthaus zur Meisen, Münsterhof, 20 8001 Zurich, CH10 June 2024 from 5 pm to 8 pm

Our latest events as videos

Play Video

20 July 2020

CapstoneLaw Private Market Roundtable: Venture Capital

Play Video

13 November 2019 / Zürich

CapstoneLaw: Private Markets Event

Play Video

15 September 2020

CapstoneLaw Webcast: PAN European Private Funds Lawyers’ Roundtable

Play Video

April 21, 2020

CapstoneLaw Private Market Roundtable: Real Estate

Speaker Engagements

February 25, 2020

Friends of Funds

CapstoneLaw Partner, Hans Moritz, was discussing major trends and developments in private market investments at the “Friends of Funds Round Table” Zunfthaus zur Meisen in Zurich on February 25, 2020.

November 13, 2019

Private Marktes & Alternative Investment Forum

November 5-6, 2019

Institutional Investor Summit DACH by Asset Owners, For Asset Owners

CapstoneLaw Partner, Hans Moritz, discussed the new type of an unregulated collective investment scheme, the Limited Qualified Investor Fund (L-QIF) that caters to the needs of sophisticated investors and how this compares to practices in Germany and Austria on the “INSTITUTIONAL INVESTOR SUMMIT DACH By Asset Owners, For Asset Owners” at the Dolder Grand Zürich, Switzerland on November 6, 2019.

March 3, 2019

Less liquid assets, what to do and what not to do

CapstoneLaw Partner, Hans Moritz, discussed Dos and Don’ts when investing into private market investments at the “Symposium for Decision Makers of Swiss Pension Schemes” organised by Schweizer Personal Vorsorge – Prevoyance Professionelle Suisse, at Stiftung Glockenhof on March 28, 2019.

Upcoming Events

Monday, 10 June
2024
CapstoneLaw Privat Markets Summit 2024