Financial Regulation Analysis

Reporting to and communication with the Swiss Financial Market Supervisory Authority FINMA, OAK, and Swiss Self Regulatory Organisations as well as foreign regulators (such as CSSF, CBI, CIMA)

Advise on financial market applications, corporate governance requirements, constitutional documents and permissions including authority filing

Analysis and implementation of new financial services regulations

Regulatory advise on legal opinions, legal and factual clarifications in single cases, inspections and hearings

Conduct of financial market and internal investigations and independent assessment of whistle blowing cases

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