TRACK RECORD

Some of our latest engagements

Formation of large Managed Account for Alternatives for large Swiss Institutional Investor (including PE, Private Debt, Cat bonds, etc), Cayman based with UK/US Manager

Formation of various Swiss domiciled collective investment schemes, including FINMA filing for a large Swiss Asset Manager

Review of the Compliance Framework, AML Education and MiFID II Policy Framework for large Swiss Asset Manager

Securities dealer license application for a large insurance company including the implementation of an adequate governance framework

Advising a large Swiss pension scheme in structured
secondary transaction (buy side)

Advising Swiss Pension scheme in large infrastructure investment through Swiss
Investment Foundation

Fund Migration of a Maltese AIF to Luxembourg incl. service provider DD and preparing legal documentation and regulatory project management

Implementation of a corporate governance framework and implementation of regulatory
developments
and regulatory house-keeping for Swiss investment manager

Formation of Swiss Debt documentation including security documents for Lux securitization platform

Debt recovery of Swiss based Asset Manager following M&A transaction

Implementation of a Distribution and Cross-Border Sales Framework for a large German Asset Manager

Group Company Re-structuring and Swiss Company Merger for an international Asset Management house

Structuring and Formation of a Venture Capital Fund based in Luxembourg for a Swiss Investment Advisor

Distribution license application for a German based real estate investment manager

Expatriation (incl. client communication) of a Swiss domiciled umbrella fund to Luxembourg

Formation of an Infrastructure Mandate for a Swiss Institutional Investor

Due Diligence and Contract Negotiations for a Swiss Pension Scheme to invest in a Swiss Investment Foundation

Negotiation and drafting of IMA for large Swiss institutional Investor with external Advisor to sell their direct investments

Merger of two Swiss domiciled investments managers followed by the conducting license as Swiss fund management company